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Regulation

Editorial writing on Regulation from The Family Office Almanac.

2 articles
Editor's pick

New SEC guidance could name the family offices behind activist campaigns

Staff interpretations issued by the SEC in July may require activist funds to disclose the investors financing a campaign, including family offices that value their anonymity.

Regulation

What the 'family office' label does not buy: an SEC suit over $40m in note sales

The SEC has sued a firm called Sanders Family Office, alleging it sold around $40 million in promissory notes without a broker licence. The case is a reminder that the label carries no regulatory weight.

23 June 2026
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